Financial Services: Planning for the Future

Please don't hesitate to call us with any questions on which plan is right for you.

  • Traditional IRAIRA
  • RolloverRoth
  • IRAEducation
  • IRA529
  • College Savings Plan
  • Annuity
  • Mutual Funds
  • Employer Retirement Plans (such as 401 (k) plans)
  • Variable
  • Universal Life Insurance

Traditional IRA
This is a tax favored account that allows anyone under the ago of 70 to contribute up to $3,000/year, tax deductible, though earnings are tax-deferred. Withdrawals are taxable and are required to begin at the age of 70 1/2. If you withdraw from the account prior to age 59 1/2 a tax penalty may apply and there are federal restrictions.

Rollover IRA
Savings are transferred from an existing, retirement plan to a Traditional IRA, though contributions and withdrawals follow the guidelines as a Traditional IRA.

Roth IRA
Anyone, regardless of age, with earned income from employment to contribute up to $3,000/year, and is subject to certain income conditions. Contributions are not tax deductible. Earnings are tax deferred. Withdrawals are tax-free under certain conditions, but if you withdraw from the account prior to age 59 1/2, there may be a tax penalty.

Education IRA
These contributions cannot exceed $2000/child per year. Limitations do exist on the contribution of any one person.

529 College Savings Plan
This is a national college savings program authorized and created by the IRS code that enables individuals to save and invest on a tax deferred basis to fund college or graduate school expenses. Parents, grandparents and others are able to contribute up to $10,000/year per beneficiary.

Annuity
This is a contract with an insurance company where you agree to deposit a set amount of money. The insurance company agrees to pay a fixed rate of interest on your funds, as long as the contract exists. The interest you earn accumulates as tax deferred.

 

Business Group Plans
Retirement Plans for Business/Group/Employees

Simplified Employee Pension (SEP) Plan
For the self-employed and small business owners who want to make tax-deductible contributions of up to $40,000 or 25% of their income, and that of their employees.

Simple IRA Plan
This is for firms of 100 or fewer employees to establish a savings program for pre-tax contributions of up to $7,000 per year.

Profit Sharing Plan
For business owners who wish to make tax-deductible contributions of up to 15% of each participant's pay, and have vesting and loan schedules.

Money Purchase Pension Plan
For business owners with steady incomes who wish to make pre-determined tax-deductible contributions of up to 25% of each Participant's pay.

Age-Weighted or Comparability Plan
For business owners who are older and paid more than most of their employees and wish to allocate contributions under a formula based on both age and salary.

Defined Benefit Pension Plan
For business owners who contribute enough money each year to provide a specific benefit upon retirement.

401(k) Plan
For employers who's employees can make pre-tax contributions through payroll deductions of up to $11,000 per year or 25% of their pay.

Safe Harbor or DASH 401(k) Plan
For those who want to give their employees the advantages of a 401(k) plan, while maximizing the amount they can put away for themselves.

403(b) Plan (Tax-Sheltered Account)
For employees of public schools, non-profit hospitals and other certain tax-exempt organizations.

 

Estate Planning
Having a successful estate plan assures your wishes for your heirs. The initial planning process includes taking an inventory of your assests, discussing with trusted advisors, such as attorneys and accountants, your goals for the future.

Below is a brief list of items that should be considered to when taking inventory of your assests:
  • Real Estate (home or other real estate ventures)
  • Savings (bank accounts, CD's or money markets)
  • Investments (stocks, bonds, mutual funds)
  • 401(k), IRA, pension and other retirements accounts
  • Life insurance policies/annuities
  • Ownership in a business(es)
  • Motor vehicles (cars, boats, planes)
  • Jewelry
  • Other personal property of worth

The transferring of your assests will be decided by the laws that govern your state.

   
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